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Posted Apr 03
MUFG

Sanctions Attorney, Vice President

New York, NY, United States Full Time

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.


Major Responsibilities:
Advise MUFG’s U.S. and global operations on U.S. regulatory matters regarding the application of and compliance with U.S. laws and regulations pertaining to financial crimes, including economic and trade sanctions, Bank Secrecy Act/anti-money laundering, and anti-corruption,Liaise with MUFG legal, compliance, and business operations, outside counsel, state and federal regulators and other parties in connection with financial crimes-related legal matters, including advising on relevant MUFG disclosures and responses to inquiries and investigations, and reviewing and analyzing credit documentation with respect to financial crimes-related provisions

Keep informed of state and federal legislative and regulatory proposals, guidance, and enforcement actions related to financial crimes that may affect financial institutions


Provide legal counsel on the development of appropriate financial crimes-related risk-management policies and procedures


Qualifications

  • Candidate must be a member of the New York State Bar or otherwise qualified to practice law in New York
  • 6-10 years’ experience either as in-house counsel with a major financial institution or at a leading law firm advising global financial institutions on economic and trade sanctions, and financial crimes regulations, administered by the Office of Foreign Assets Control, the U.S. Departments of State and Commerce, FinCEN, and the New York State Department of Financial Services
  • Experience advising on matters relating to the Bank Secrecy Act/anti-money laundering laws and the Foreign Corrupt Practices Act
  • Experience conducting internal investigations, drafting and submitting self-disclosures, liaising with federal and state regulators, responding to governmental inquiries and subpoenas, and managing formal investigations or enforcement actions
  • Experience advising compliance programs, including on the development of compliance policies and procedures
  • Experience translating legal advice into practical and effective advice to Bank officers and senior management
  • Excellent skills in issue spotting, risk assessment, and problem-solving
  • Excellent skills in written and verbal communication, and strong ability to negotiate and cooperate with globally diverse stakeholders
We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.


A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

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